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Further proof that selling stolen, pre-release earnings report information about a company is a foolish, “Go Directly to Jail”-type of offense.
DOJ confirms Mythili Raman will serve as acting assistant attorney general after Lanny Breuer’s departure.
Former SEC enforcement attorney joins McGuireWoods from Skadden Arps.
Get caught up with the Securities Docket News Wire for February 27, 2013.
Supreme Court limits authority of SEC to seek civil penalties over conduct that is more than five years old.
Get caught up with the Securities Docket News Wire for February 26, 2013.
SEC reportedly looking into whether Milken is violating the terms of his lifetime ban from the securities industry.
Court holds investors can bring class action without having to first show that misinformation increased company’s stock price.
Court allows Goldman to recover $6.218 million it paid in legal fees related to Rajat Gupta’s criminal insider trading case.
Court certifies class action by investors in four funds run by Fairfield but excludes investors in 25 countries.