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‘Enforcement 40’ for 2020
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People Need to Stop Selling Earnings Info to Undercover FBI Agents
Further proof that selling stolen, pre-release earnings report information about a company is a foolish, “Go Directly to Jail”-type of offense.
DOJ Names Mythili Raman Acting Leader of Criminal Division
DOJ confirms Mythili Raman will serve as acting assistant attorney general after Lanny Breuer’s departure.
Louis Greenstein Joins McGuireWoods in Washington, D.C.
Former SEC enforcement attorney joins McGuireWoods from Skadden Arps.
Securities Docket News Wire for February 27, 2013
Get caught up with the Securities Docket News Wire for February 27, 2013.
High court limits SEC authority to seek penalties – Reuters
Supreme Court limits authority of SEC to seek civil penalties over conduct that is more than five years old.
Securities Docket News Wire for February 26, 2013
Get caught up with the Securities Docket News Wire for February 26, 2013.
The SEC is investigating Michael Milken
SEC reportedly looking into whether Milken is violating the terms of his lifetime ban from the securities industry.
Securities-Fraud Suits Backed by Supreme Court in Amgen Case
Court holds investors can bring class action without having to first show that misinformation increased company’s stock price.
Rajat Gupta Ordered to Repay ‘Victim’ Goldman Sachs $6.2 Million in Legal Fees
Court allows Goldman to recover $6.218 million it paid in legal fees related to Rajat Gupta’s criminal insider trading case.
Judge certifies Madoff feed fund class action
Court certifies class action by investors in four funds run by Fairfield but excludes investors in 25 countries.