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Browse: Home / 2013 / February / 15 / Sen. Warren to Financial Regulators: ‘How Tough Are You?’

Sen. Warren to Financial Regulators: ‘How Tough Are You?’

By Securities Docket on February 15, 2013, 10:47 am

Yesterday, in her first hearing as a member of the Senate Banking Committee, Sen. Elizabeth Warren asked the nation’s seven top financial regulators to discuss the last time they’d actually taken a big Wall Street bank to trial. Not one of the regulators present responded with an example.

via Sen. Warren to Financial Regulators: ‘How Tough Are You?’ – Compliance Week

Posted in Industry, SEC, Top | Tagged Regulators, Settlements, Trials, US Congress

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