‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on February 26, 2013, 8:49 am
Get caught up with the Securities Docket News Wire for February 25, 2013.
By Securities Docket on February 26, 2013, 8:04 am
A federal judge on Monday ordered Rajat K. Gupta, a former Goldman Sachs director, to pay the bank more than $6.2 million to reimburse it for legal expenses connected to his insider trading case. Last May, a jury convicted Mr. Gupta, 64, of leaking boardroom secrets about Goldman to the hedge fund manager Raj Rajaratnam. […]
By Securities Docket on February 25, 2013, 3:40 pm
While U.S. shareholders secure a $125 million settlement, Indian shareholders in Satyam have had no such luck and their prospects for any future recovery are bleak.
By Securities Docket on February 25, 2013, 7:55 am
As you already know, the Securities and Exchange Commission has obtained a court order freezing an account that holds thousands of call options on Heinz shares that were purchased the day before the deal was announced. The FBI has said it is talking to the SEC about the trades. Someone might go to jail before […]
By Securities Docket on February 24, 2013, 3:44 pm
The first wave of “say on pay” litigation involved lawsuits brought by shareholders following a negative advisory say on pay vote under the Dodd-Frank Act. The second wave of say on pay litigation, which picked up in 2012, involved plaintiffs’ efforts to enjoin upcoming shareholder votes on compensation or employee share plans on the grounds […]
By Securities Docket on February 24, 2013, 3:21 pm
We are a nation of sellouts. So it is probably not alarming that the SEC — the agency that’s supposed to keep businesses from cheating each other and the investing public — is filled with sellouts, too. Sellouts in Washington are so common they’re not even called sellouts anymore. They’re just professionals passing through a […]
By Securities Docket on February 22, 2013, 8:50 am
Get caught up with the Securities Docket News Wire for February 21, 2013.
By Securities Docket on February 21, 2013, 11:45 am
$688 million settlement will be among the top 15 largest securities class action settlements.
By Securities Docket on February 21, 2013, 8:42 am
Get caught up with the Securities Docket News Wire for February 20, 2013.