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April 3 Webcast: Shareholder Efforts to Improve Transparency of Corporate Political Spending
Please join Ian Bassin, John Coates, Bruce Freed and Mark Lebovitch for this free webcast.
The Benefits of the Falling Number of SEC Cases — theRacetotheBottom
An “entirely different way” of looking at the issue of the decline in the number of cases filed by the SEC.
Number of Cases Filed by SEC Slows
SEC likely to fall short this fiscal year of its record-breaking number of enforcement actions in the previous two years.
The SEC Embraces Irony — its Enforcement “Inflection Point” — Huffington Post
SEC efforts to punish misconduct related to the financial crisis “start to ebb?”
Securities Docket News Wire for March 15, 2013
Get caught up with the Securities Docket News Wire for March 15, 2013.
In-house lawyer group objects to $100 mln Citigroup fee
Association of Corporate Counsel sends friend-of-the-court letter to court that is weighing whether to approve the fee.
The end of the FSA. But what can we expect from the new regime? — Nabarro LLP
What to expect on April 1, 2013, when the Financial Services Authority will be abolished and replaced by a new regulatory regime.