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Browse: Home / 2013 / March / 18 / Number of Cases Filed by SEC Slows

Number of Cases Filed by SEC Slows

By Securities Docket on March 18, 2013, 10:57 am

The Securities and Exchange Commission is filing significantly fewer civil fraud cases this year, as its efforts to punish misconduct related to the financial crisis start to ebb.

The agency is likely to fall short this fiscal year of its record-breaking number of enforcement actions in the previous two years, said people familiar with the matter.

via Number of Cases Filed by SEC Slows – WSJ.com

Posted in SEC, Top | Tagged Statistics

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