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By Securities Docket on April 8, 2013, 3:16 pm
Senate confirms Mary Jo White as the next chairman of the Securities and Exchange Commission.
Posted in SEC, Top | Tagged Commissioners, Lawyers, Regulators
By Securities Docket on April 8, 2013, 7:49 am
Get caught up with the Securities Docket News Wire for April 5, 2013.
By Securities Docket on April 8, 2013, 7:25 am
Shareholder fails to persuade appeals court that former director Rajat Gupta should be forced to repay Goldman for quick trading profits realized by hedge fund manager Raj Rajaratnam.
Posted in Class Actions, Industry, Top | Tagged Insider Trading
By Securities Docket on April 8, 2013, 7:20 am
Aficionados of good corporate governance shouldn’t get too excited about the fact that two Hewlett-Packard directors are leaving the board and a third, Raymond J. Lane, is stepping down as chairman. The reason is that directors are still rarely if ever held responsible for their poor conduct. The latest evidence comes from a study of bank directors […]
Posted in SEC | Tagged Board of Directors, Web Watch
By Securities Docket on April 8, 2013, 7:16 am
Court signs off on a $2.43 billion settlement by Bank of America Corp. to resolve claims that it misled investors ahead of its acquisition of Merrill Lynch.
Posted in Class Actions, Top | Tagged Financial Crisis, Settlements
By Securities Docket on April 8, 2013, 7:14 am
Four former executives of BizJet charged in criminal indictment for their alleged participation in a scheme to pay bribes to government officials in Latin America.
Posted in Criminal, Top | Tagged Anti-corruption, FCPA