‘Enforcement 40’ for 2020
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By Securities Docket on April 9, 2013, 2:15 pm
Both DOJ and the SEC are now reportedly investigating alleged leak of non-public client information by a “rogue” KPMG audit partner.
By Securities Docket on April 9, 2013, 12:20 pm
Please join John Reed Stark of Stroz Friedberg for this free webcast.
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By Securities Docket on April 9, 2013, 7:38 am
It is surely inconceivable that the Financial Conduct Authority (FCA) could do worse than the Financial Services Authority (FCA). The catalogue of things that went wrong on the FSA’s watch is as thick as a phonebook. If you don’t accept the suggestion that, “just like everyone else”, the FSA couldn’t have anticipated the financial crisis, […]
By Securities Docket on April 9, 2013, 7:33 am
Court finds investors failed to show Deloitte unit had any motive to commit fraud or that it made any material misstatements in its audit opinions of Longtop.