‘Enforcement 40’ for 2020
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By Securities Docket on April 11, 2013, 11:28 am
Can Google Glass, a wearable computer that looks like eyeglasses, be a compliance tool?
Posted in Industry, Top | Tagged Compliance, Google Glass
By Securities Docket on April 11, 2013, 10:09 am
Second Circuit becomes second appeals court to rule against Madoff victims seeking to impose liability against the SEC for the agency’s alleged negligence.
Posted in Class Actions, SEC, Top | Tagged Appellate, Dismissals, Madoff
By Securities Docket on April 11, 2013, 7:02 am
Get caught up with the Securities Docket News Wire for April 10, 2013.
By Securities Docket on April 11, 2013, 6:36 am
That’s outside of the United States, though. In this country, Aubin found, shareholders rarely even bother to name audit firms as defendants in class actions: Only two securities class actions filed in 2012 made claims against top audit firms. And if you want to know why, read U.S. District Judge Shira Scheindlin’s 72-page opinion Monday […]
Posted in Class Actions, Industry | Tagged Auditors, Dismissals, Web Watch