‘Enforcement 40’ for 2020
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Rogue Broker’s ‘Brazen, Ill-Conceived Scheme’ Brings Down Conn. Brokerage Firm
The SEC alleges trader engaged in an ill-conceived scheme that brought an entire brokerage firm down.
Securities Docket News Wire for April 15, 2013
Get caught up with the Securities Docket News Wire for April 15, 2013.
Rakoff Rejects Bid to Block Merkin/A.G. Settlement
Judge Rakoff denies motion by Madoff trustee to block a $410 million settlement between NY Attorney General Eric Schneiderman and hedge fund manager Ezra Merkin.
Steptoe Adds SFO Joint Head of Bribery and Corruption Patrick Rappo in London
Patrick Rappo, the former joint head of Bribery and Corruption of the UK’s Serious Fraud Office, joins Steptoe & Johnson.
You Don’t Want to Mess With Wall Street’s Cop – Bloomberg View
Settling cases without an admission of wrongdoing is eminently fair and reasonable, not a sign of spinelessness. Here’s hoping the SEC has the fortitude to continue defending its commendable approach to settlements. via You Don’t Want to Mess With Wall Street’s Cop – Bloomberg View