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Will Compliance Officers’ New Favorite Tool Be … Google Glass?
Can Google Glass, a wearable computer that looks like eyeglasses, be a compliance tool?
‘Sympathetic’ Second Circuit Rules Against Madoff Victims in Suit vs. SEC
Second Circuit becomes second appeals court to rule against Madoff victims seeking to impose liability against the SEC for the agency’s alleged negligence.
Securities Docket News Wire for April 10, 2013
Get caught up with the Securities Docket News Wire for April 10, 2013.
The near-impossible standard for showing auditor fraud — On the Case
That’s outside of the United States, though. In this country, Aubin found, shareholders rarely even bother to name audit firms as defendants in class actions: Only two securities class actions filed in 2012 made claims against top audit firms. And if you want to know why, read U.S. District Judge Shira Scheindlin’s 72-page opinion Monday […]
Report Shows Sharp Decline in Number of Accounting Class Actions
Report on securities class action filings and settlements shows that the number of new accounting class actions filed in 2012 was the lowest in recent years.
Securities Docket News Wire for April 9, 2013
Get caught up with the Securities Docket News Wire for April 9, 2013.
SEC’s Marc Fagel Joining Gibson Dunn in San Francisco
Director of SEC’s San Francisco Regional Office joining GD&C’s Securities Enforcement practice.
‘Rogue’ Auditor Leads KPMG to Resign as Auditor for Two Companies
Both DOJ and the SEC are now reportedly investigating alleged leak of non-public client information by a “rogue” KPMG audit partner.
May 23 Webcast: ESI Meets CSI — What Every Lawyer Should Know About Technology, Digital Forensics and Handling Data
Please join John Reed Stark of Stroz Friedberg for this free webcast.
The FCA will never trump the FSA’s incompetence – FTAdviser.com
It is surely inconceivable that the Financial Conduct Authority (FCA) could do worse than the Financial Services Authority (FCA). The catalogue of things that went wrong on the FSA’s watch is as thick as a phonebook. If you don’t accept the suggestion that, “just like everyone else”, the FSA couldn’t have anticipated the financial crisis, […]