Daily Archives: May 14, 2013, 10:37 am

SEC Enforcement Action and Report a Warning Shot to Municipalities on Disclosures – Compliance Week

Last week’s enforcement action against the City of Harrisburg, Pa., and accompanying Report of Investigation should serve as a warning to municipalities: beware making misleading statements about a municipality’s financial condition outside of securities disclosure documents. via SEC Enforcement Action and Report a Warning Shot to Municipalities on Disclosures – Compliance Week

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