‘Enforcement 40’ for 2020
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By Securities Docket on May 28, 2013, 4:30 pm
Get caught up with the Securities Docket News Wire for May 27, 2013.
By Securities Docket on May 28, 2013, 8:15 am
The Securities and Exchange Commission is more active than ever, filing 734 actions in 2012 and seeking an 18.5 percent increase in its 2013 budget. Most large corporations will face an SEC investigation at some point. News of an investigation need not induce panic, since many do not lead to enforcement action. By taking some […]
By Securities Docket on May 28, 2013, 6:53 am
U.S. securities regulators are turning back toward Main Street, renewing their focus on accounting fraud and other financial-disclosure failings…. But as the volume of crisis-related cases ebbs, top SEC officials are expected to announce soon a broad shuffling of resources in the agency’s enforcement division that will include an increased focus on accounting fraud, according […]