‘Enforcement 40’ for 2020
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By Securities Docket on May 31, 2013, 4:30 pm
Get caught up with the Securities Docket News Wire for May 30, 2013.
By Securities Docket on May 31, 2013, 2:08 pm
My picks for the most interesting recent columns and blog posts from around the web on the subjects of SEC enforcement and securities litigation, including an FCPA case that goes back to 1995, how to maximize your chances of scoring an FCPA declination, and the need for independent compliance departments. via Web Watch: Best of […]
By Securities Docket on May 31, 2013, 10:51 am
Remember 1995? It was a long time ago, so you can be forgiven for not recalling much of it. To re-orient you: it was President Clinton’s first term; the Oklahoma City bombing happened in April; a jury found O.J. Simpson not guilty of two murders; Apple was still trying to sell the Newton. And Total, […]
By Securities Docket on May 31, 2013, 9:33 am
Please join Professor James D. Cox, Thomas A. Hanusik, Martin S. Wilczynski for this free webcast.
By Securities Docket on May 31, 2013, 8:53 am
… Companies that can demonstrate a truly proactive approach to anti-corruption compliance, both before a problem arises and after an allegation is received, can do much to help themselves in order to obtain the real golden carrot – the much-desired “declination” from the U.S. Department of Justice (“DOJ”) and similar treatment from the Securities and […]
By Securities Docket on May 31, 2013, 8:39 am
The appropriate place for compliance in the organizational structure of large and more sophisticated companies has been a matter subject to substantial debate within company management, and it is fair to conclude that the stakeholders in this debate—senior management, external boards, the office of general counsel and senior compliance officials—do not necessarily see eye to […]