Daily Archives: June 3, 2013, 4:30 pm

Securities Enforcement: 2013 Report Card

The irony here should not be missed. In the Citigroup case, the SEC is insisting that Rakoff must enjoin Citigroup (which is already subject to multiple SEC injunctions), but in the Falcone case, the SEC appears to be waiving any injunction against an arguably more culpable controlling person who will retain control of a public company that will continue to…

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