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Browse: Home / 2013 / June / 03 / The Migration from the SDNY to the SEC Continues – Compliance Week

The Migration from the SDNY to the SEC Continues – Compliance Week

By Securities Docket on June 3, 2013, 3:55 pm

The migration of former prosecutors from the U.S. Attorney’s Office for the Southern District of New York to the SEC continues. Today, the SEC announced that Robert E. Rice has joined the agency as Chief Counsel to SEC Chairman Mary Jo White. Rice joins the SEC from Deutsche Bank AG in New York, where he was head of governance, litigation and regulation for the Americas.

via The Migration from the SDNY to the SEC Continues – Compliance Week

Posted in SEC, Top | Tagged Lawyers, Prosecutors, Regulators

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