‘Enforcement 40’ for 2020
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By Securities Docket on June 10, 2013, 4:30 pm
Get caught up with the Securities Docket News Wire for June 9, 2013.
By Securities Docket on June 10, 2013, 2:02 pm
Traders who act on confidential insider information usually try their best to keep their actions hidden from view. But other times, insider trading just leaps off the page, as if someone decides to directly flout securities law. A recent case filed by the Securities and Exchange Commission falls into such a category. It is as […]
By Securities Docket on June 10, 2013, 11:56 am
Please join us for Securities Enforcement Forum 2013, October 9, 2013 in Washington, D.C.
By Securities Docket on June 10, 2013, 7:51 am
Andrew Ceresney was picked as the Securities and Exchange Commission’s new co-chief of enforcement partly because of his experience defending Wall Street in government investigations. Now, the agency has to work through the conflicts created by his private-sector past. Mr. Ceresney, 41 years old, has named 25 of his former clients, both companies and individuals, […]