‘Enforcement 40’ for 2020
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By Securities Docket on June 17, 2013, 7:27 am
The SEC’s Amelia Cottrell has been promoted to the position of Associate Regional Director for Enforcement in the agency’s New York Regional Office, the position previously held by current Senior Associate Regional Director Sanjay Wadhwa. via Amelia Cottrell Promoted to Associate Regional Director for Enforcement in NY – Compliance Week
By Securities Docket on June 17, 2013, 6:49 am
Canada’s stock market watchdog has created a new unit with the power to use wiretaps and surveillance to tackle fraud and white-collar crime in the criminal court system. The Ontario Securities Commission said Friday that its new joint serious offences team will focus on the “street crime” of the financial world — ponzi schemes and […]