‘Enforcement 40’ for 2020
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By Securities Docket on June 20, 2013, 2:08 pm
Please join Jordan Eth, Deanne E. Maynard and Dr. David Tabak for this free webcast.
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By Securities Docket on June 20, 2013, 10:55 am
Please join Vivian Robinson QC, Barry Vitou, Richard Kovalevsky QC and Julian Glass for this free webcast.
By Securities Docket on June 20, 2013, 10:36 am
Led by a new team of co-directors, the Enforcement Division of the Securities and Exchange Commission (SEC) is poised to create new initiatives dedicated to efficiency, greater staff discretion and specialized areas of focus. This was co-director George Canellos’ message as he addressed a panel of SEC alumni and other practitioners sponsored by the Federal […]
By Securities Docket on June 20, 2013, 10:19 am
I do applaud the Commission for taking a whack at tweaking the policy. It is probably healthy for any organization to take external criticism seriously and re-think old policies that may have outlived their usefulness. But I am pretty skeptical about the breadth of what White announced yesterday. She says this will be an “incremental” […]