‘Enforcement 40’ for 2020
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By Securities Docket on June 28, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for June 27, 2013.
By Securities Docket on June 28, 2013, 8:06 am
Two Securities and Exchange Commission hopefuls told lawmakers today that they support ending enforcement settlements that allow targets to avoid admitting or denying the charges. In a Senate Banking Committee hearing on their nominations, Kara Stein and Michael Piwowar said the SEC should be more flexible in its settlement model. Currently, the SEC allows parties […]