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Browse: Home / 2013 / July / 02 / SEC promotes deputies to head enforcement asset management unit — InvestmentNews

SEC promotes deputies to head enforcement asset management unit — InvestmentNews

By Securities Docket on July 2, 2013, 8:26 am

The Securities and Exchange Commission today elevated two staff members to head the Division of Enforcement’s Asset Management Unit, which targets investment advisers, investment companies and private funds.

Julie M. Riewe and Marshall S. Sprung were tapped as co-chiefs of the unit. They both had been serving as deputy chiefs of the group since May 2012.

via SEC promotes deputies to head enforcement asset management unit — InvestmentNews

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