‘Enforcement 40’ for 2020
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By Securities Docket on July 3, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for July 2, 2013.
By Securities Docket on July 3, 2013, 7:51 am
The SEC’s Enforcement Division announced three new initiatives yesterday that are intended to reallocate its resources on areas identified as “high-risk” and better use technology in its investigations, including a new Financial Reporting and Audit Task Force. via SEC’s Rolls Out New Financial Reporting and Audit Task Force – Compliance Week