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Browse: Home / 2013 / July / 04 / SEC Names Julie Riewe and Marshall Sprung to Lead Asset Management Unit – Compliance Week

SEC Names Julie Riewe and Marshall Sprung to Lead Asset Management Unit – Compliance Week

By Securities Docket on July 4, 2013, 9:55 am

On Monday, the SEC announced that Julie M. Riewe and Marshall S. Sprung will be the new Co-Chiefs of the Division of Enforcement’s Asset Management Unit. Together they succeed former unit chief Bruce Karpati, now CCO at Prudential Financial.

via SEC Names Julie Riewe and Marshall Sprung to Lead Asset Management Unit – Compliance Week

Posted in SEC, Top | Tagged Lawyers, Regulators

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