‘Enforcement 40’ for 2020
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By Securities Docket on July 10, 2013, 12:00 pm
The rarity of the trial underpins its importance. For Mr. Tourre, who is now enrolled in a doctoral economics program at the University of Chicago, an unfavorable verdict could yield a fine, or worse, a ban from the securities industry. A victory in court, however, would offer only belated consolation to Goldman, which is paying […]
By Securities Docket on July 10, 2013, 11:58 am
DPAs were introduced in Schedule 17 of the Crime and Courts Act 2013. The Schedule contains a requirement that the DPP and the Director of the SFO jointly issue a Code giving guidance for prosecutors on a number of matters, including the general principles to be applied in determining whether a DPA is likely to […]