‘Enforcement 40’ for 2020
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By Securities Docket on August 1, 2013, 2:05 pm
When you follow SEC enforcement closely for a while, you begin to think that you know the universe of currencies and securities that are at issue in these cases. In the last 10 days, however, the SEC has gone off of the usual menu a bit and brought two unusual cases involving “Bitcoin” and “CFDs.” […]
By Securities Docket on August 1, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for July 31, 2013.
By Securities Docket on August 1, 2013, 7:49 am
Japan’s securities watchdog has proposed what would be the country’s biggest-ever penalty for insider trading or stock manipulation, as the government steps up its fight against illegal activity in the country’s equity market. The Securities and Exchange Surveillance Commission announced Wednesday it was seeking a ¥431.18 million ($4.4 million) fine against Singapore-based Juggernaut Capital Management […]
By Securities Docket on August 1, 2013, 7:48 am
The money-laundering complaint U.S. Attorney Preet Bharara filed against Steven Cohen’s SAC Capital Advisors LP raised the prospect that the hedge fund’s $14 billion in assets may be subject to forfeiture…. Bharara seeks forfeiture of “all right, title and interest” in all of SAC’s assets, should he prove his money-laundering case. Rulings interpreting the statute, […]