‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on August 15, 2013, 2:14 pm
The SEC lost its recent Supreme Court battle over when the clock begins to tick on its five-year statute of limitations to bring fraud cases. It may still win the war on this issue, however, if legislation being developed by U.S. Senator Jack Reed of Rhode Island becomes law. Reuters reports that Sen. Reed is […]
By Securities Docket on August 15, 2013, 11:18 am
The UK’s Serious Fraud Office announced yesterday that it filed its first-ever charges under the UK Bribery Act. Although small Bribery Act cases have been previously brought by local authorities, the cases announced yesterday relating to the promotion and sale of bio fuel investment products to UK investors.are the first to be charged by the […]
By Securities Docket on August 15, 2013, 8:47 am
Hear from five current and former SEC Enforcement Directors on the Directors’ Panel at Securities Enforcement Forum 2013!