‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInSen. Reed Working With SEC to Craft Legislation Doubling Statute of Limitations – Compliance Week
The SEC lost its recent Supreme Court battle over when the clock begins to tick on its five-year statute of limitations to bring fraud cases. It may still win the war on this issue, however, if legislation being developed by U.S. Senator Jack Reed of Rhode Island becomes law. Reuters reports that Sen. Reed is […]
After Two Years, SFO Brings Its First-Ever Charges Under UK Bribery Act – Compliance Week
The UK’s Serious Fraud Office announced yesterday that it filed its first-ever charges under the UK Bribery Act. Although small Bribery Act cases have been previously brought by local authorities, the cases announced yesterday relating to the promotion and sale of bio fuel investment products to UK investors.are the first to be charged by the […]
SEC’s Andrew Ceresney to Join Historic ‘Directors’ Panel’ at Securities Enforcement Forum 2013
Hear from five current and former SEC Enforcement Directors on the Directors’ Panel at Securities Enforcement Forum 2013!
Securities Docket News Wire for August 14, 2013
Get caught up with the Securities Docket News Wire for August 14, 2013.