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The SEC lost its recent Supreme Court battle over when the clock begins to tick on its five-year statute of limitations to bring fraud cases. It may still win the war on this issue, however, if legislation being developed by U.S. Senator Jack Reed of Rhode Island becomes law. Reuters reports that Sen. Reed is […]
The UK’s Serious Fraud Office announced yesterday that it filed its first-ever charges under the UK Bribery Act. Although small Bribery Act cases have been previously brought by local authorities, the cases announced yesterday relating to the promotion and sale of bio fuel investment products to UK investors.are the first to be charged by the […]
Hear from five current and former SEC Enforcement Directors on the Directors’ Panel at Securities Enforcement Forum 2013!
Get caught up with the Securities Docket News Wire for August 14, 2013.