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Securities Docket News Wire for August 27, 2013
Get caught up with the Securities Docket News Wire for August 27, 2013.
SEC Takes Oddly Aggressive Stance on Payment of Monetary Sanctions — Cady Bar the Door
When Mary Jo White was installed as the SEC’s chair in April, I thought she would be extremely competent at her new role, but that her tenure would not necessarily change the Commission dramatically from that of her predecessor Mary Schapiro. Four months in, the record has some hints that White is actually putting her […]
Seventh Circuit enters “unchartered territory” of insider trading law — Cadwalader
In the midst of recent, high-profile insider trading investigations and prosecutions, the Seventh Circuit issued a decision marking “unchartered territory” in the SEC’s continuing crackdown on insider trading: mutual fund redemptions, but it sidestepped the critical question. via Seventh Circuit enters “unchartered territory” of insider trading law but leaves open novel question of whether the […]