‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on August 28, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for August 27, 2013.
By Securities Docket on August 28, 2013, 8:15 am
When Mary Jo White was installed as the SEC’s chair in April, I thought she would be extremely competent at her new role, but that her tenure would not necessarily change the Commission dramatically from that of her predecessor Mary Schapiro. Four months in, the record has some hints that White is actually putting her […]
By Securities Docket on August 28, 2013, 8:10 am
In the midst of recent, high-profile insider trading investigations and prosecutions, the Seventh Circuit issued a decision marking “unchartered territory” in the SEC’s continuing crackdown on insider trading: mutual fund redemptions, but it sidestepped the critical question. via Seventh Circuit enters “unchartered territory” of insider trading law but leaves open novel question of whether the […]