Monthly Archives: September 2013

Chief Litigation Counsel Matthew Martens to Leave SEC — SEC Press Release

The Securities and Exchange Commission today announced that Matthew T. Martens, the Chief Litigation Counsel for the Division of Enforcement, will leave the agency next month. Mr. Martens has led the Enforcement Division’s litigation program since August 2010, managing cases pending both in federal courts and administrative proceedings at the Commission.  The trial unit has 40 attorneys at the SEC’s…

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Matthew Solomon Named SEC Chief Litigation Counsel — SEC Press Release

The Securities and Exchange Commission today announced that Matthew C. Solomon will be promoted to the position of Chief Litigation Counsel in the Division of Enforcement next month. Mr. Solomon has served as Deputy Chief Litigation Counsel since June 2012, assisting the Chief Litigation Counsel in the supervision of the trial unit at the agency’s Washington D.C. headquarters as well…

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Game On: Play True Office’s Insider Trading Game Here – Compliance Week

In August 2013, True Office released an interesting online training program: an anti-insider trading game that uses the scenario of a fictional investment bank called RXG Capital that is accused of insider trading. Today, the company was kind enough to provide me with a “mini-game” version of the program, which you can check out for yourself here. via Game On:…

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