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November 6 Webcast: Financial Statements 101 – Accounting Fundamentals for Lawyers
Please join panelists Jeff Litvak and Michael Stubbs for this free webcast.
Securities Docket News Wire for September 29, 2013
Get caught up with the Securities Docket News Wire for September 29, 2013.
S.E.C. Again Takes On Mark Cuban in Insider Case — DealBook
The Securities and Exchange Commission’s insider trading trial against Mr. Cuban opens in a federal courtroom in Dallas on Monday, the culmination of a five-year battle. Mr. Cuban, a 55-year-old reality TV regular best known for his courtside antics at games of the Dallas Mavericks, the basketball team he owns, is one of the few […]
Web Watch: Best of the Week Ending September 27 – Compliance Week
Posts on compliance officers’ take on FCPA enforcement, the impact of the JPMorgan settlement, and the outlook for whistleblowers.
Securities Docket News Wire for September 28, 2013
Get caught up with the Securities Docket News Wire for September 28, 2013.
Chief Litigation Counsel Matthew Martens to Leave SEC — SEC Press Release
The Securities and Exchange Commission today announced that Matthew T. Martens, the Chief Litigation Counsel for the Division of Enforcement, will leave the agency next month. Mr. Martens has led the Enforcement Division’s litigation program since August 2010, managing cases pending both in federal courts and administrative proceedings at the Commission. The trial unit has […]
Matthew Solomon Named SEC Chief Litigation Counsel — SEC Press Release
The Securities and Exchange Commission today announced that Matthew C. Solomon will be promoted to the position of Chief Litigation Counsel in the Division of Enforcement next month. Mr. Solomon has served as Deputy Chief Litigation Counsel since June 2012, assisting the Chief Litigation Counsel in the supervision of the trial unit at the agency’s […]
Securities Docket News Wire for September 27, 2013
Get caught up with the Securities Docket News Wire for September 27, 2013.
Game On: Play True Office’s Insider Trading Game Here – Compliance Week
In August 2013, True Office released an interesting online training program: an anti-insider trading game that uses the scenario of a fictional investment bank called RXG Capital that is accused of insider trading. Today, the company was kind enough to provide me with a “mini-game” version of the program, which you can check out for […]
Securities Docket News Wire for September 26, 2013
Get caught up with the Securities Docket News Wire for September 26, 2013.