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By Securities Docket on September 9, 2013, 9:55 am
But a New York Times examination of the [Lehman] case, based on interviews with more than a dozen lawyers and officials involved in the inquiry and a review of bankruptcy court documents, pulls back a curtain on private deliberations and clashing philosophies surrounding the decision not to bring charges. The S.E.C. quietly reached the decision […]
By Securities Docket on September 9, 2013, 9:28 am
Former Opes Prime director Julian Smith walked away from the Victorian Supreme Court yesterday a free man, not guilty of any crime associated with the $700 million collapse of the company. The acquittal of Smith on charges he duped a bank into lending him $95 million just days before Opes Prime collapsed is a loss […]
By Securities Docket on September 9, 2013, 9:26 am
Neil Barofsky has joined law firm Jenner & Block LLP as a partner in the firm’s Litigation Department. The firm announced yesterday that Barofsky, a former federal prosecutor who served as the first Special Inspector General for the Troubled Asset Relief Program, will be a member of the firm’s practice groups in White Collar Defense and Investigations; Securities Litigation and […]
By Securities Docket on September 9, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for September 8, 2013.
By Securities Docket on September 9, 2013, 7:44 am
Posts on the efforts of many federal judges to avoid the PSLRA’s “Safe Harbor,” the SEC’s efforts against individual defendants, and what the Johnny Manziel investigation can teach compliance professionals.