‘Enforcement 40’ for 2020
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By Securities Docket on September 11, 2013, 4:51 pm
The U.S. Securities and Exchange Commission is investigating a $75 million financing by a Rhode Island agency for Curt Schilling’s bankrupt video-game company. The Rhode Island Economic Development Corp. sold federally taxable municipal bonds backed with the state’s moral obligation to induce the former Boston Red Sox pitcher to move 38 Studios LLC from Massachusetts […]
By Securities Docket on September 11, 2013, 11:25 am
Many of the top Wall Street bankers who were largely responsible for the disaster — and whose companies either collapsed or accepted billions in government bailouts — are also unemployed. But since they walked away from the disaster with millions, they’re juggling their ample free time between mansions and golf, skiing and tennis. Meantime, the […]
By Securities Docket on September 11, 2013, 10:48 am
On September 5, 2013, the SEC quietly issued an Order stating that Spencer C. Barasch was reinstated to practice as an attorney before the Commission. The Order seems to bring to a conclusion an over eight-year saga in which Barasch went from being an associate district director for the SEC’s Division of Enforcement in its Fort […]
By Securities Docket on September 11, 2013, 8:58 am
Davis Polk & Wardwell LLP today announced that Avi Gesser, an official with the U.S. Department of Justice, will rejoin the firm’s Litigation Department as a partner. He will work with the firm’s top-ranked White Collar Criminal Defense Group and will represent clients in a wide range of white collar criminal defense matters and investigations […]
By Securities Docket on September 11, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for September 10, 2013.