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Browse: Home / 2013 / September / 12 / SEC’s Enforcement Unit Changes Tack – The CFO Report – WSJ

SEC’s Enforcement Unit Changes Tack – The CFO Report – WSJ

By Securities Docket on September 12, 2013, 7:43 am

Securities regulators are realigning their enforcement units.

Andrew Ceresney, the new co-head of enforcement for the U.S. Securities and Exchange Commission, said Wednesday the agency is looking more closely at half a dozen areas, including complex securities, financial reporting fraud, microcap fraud, market structure and implementation of new rules.

via SEC’s Enforcement Unit Changes Tack – The CFO Report – WSJ

Posted in SEC, Top | Tagged Regulators, Strategy

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