• Home
  • About
  • Webcasts
  • ‘Enforcement 40’ for 2020
  • Enforcement Hall of Fame
  • Contact
Securities Docket
Ankura 480x60
  • Class Actions
  • Criminal
  • Global
  • People
  • SD Insider
  • SEC
  • Video
  • Subscribe by email
  • Subscribe
Browse: Home / 2013 / September / 12 / SEC’s Enforcement Unit Changes Tack – The CFO Report – WSJ

SEC’s Enforcement Unit Changes Tack – The CFO Report – WSJ

By Securities Docket on September 12, 2013, 7:43 am

Securities regulators are realigning their enforcement units.

Andrew Ceresney, the new co-head of enforcement for the U.S. Securities and Exchange Commission, said Wednesday the agency is looking more closely at half a dozen areas, including complex securities, financial reporting fraud, microcap fraud, market structure and implementation of new rules.

via SEC’s Enforcement Unit Changes Tack – The CFO Report – WSJ

Blog Widget by LinkWithin

Posted in SEC, Top | Tagged Regulators, Strategy

« Previous Next »

‘Enforcement 40’ for 2020

Ankura 260x250

Our Sponsors

Securities-Docket_260x125_14Sec Ankura 260x125

Join Us On LinkedIn

Join the Securities Litigation and Enforcement Group on LinkedIn

Archives

Copyright © 2021 Securities Docket.

Powered by WordPress and Hybrid.