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Browse: Home / 2013 / September / 17 / Judge OKs SECs Falcone settlement with admission of wrongdoing — Reuters

Judge OKs SECs Falcone settlement with admission of wrongdoing — Reuters

By Securities Docket on September 17, 2013, 7:38 am

A federal judge on Monday approved the U.S. Securities and Exchange Commissions $18 million settlement with hedge fund manager Philip Falcone, the regulators first big case to include an admission of wrongdoing since a recent policy change.

via Judge OKs SECs Falcone settlement with admission of wrongdoing — Reuters

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Posted in SEC, Top | Tagged Admissions, Settlements

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