‘Enforcement 40’ for 2020
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By Securities Docket on September 24, 2013, 1:12 pm
Add “trackable mass transit” to the list of pitfalls that insider traders must avoid to stay out of trouble. In a case filed yesterday, the SEC relied on detailed information gleaned from defendants’ use of their subway MetroCards to help build its case. via SEC Uses Data from Defendants’ MetroCards to Build Insider Trading Case […]
By Securities Docket on September 24, 2013, 8:51 am
JPMorgan Chase paid $1 billion to resolve an array of government investigations last week. But its biggest battles with federal authorities may still lie ahead. The nation’s largest bank is bracing for a lawsuit from federal prosecutors in California who suspect that the bank sold shoddy mortgage securities to investors in the run-up to the […]
By Securities Docket on September 24, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for September 23, 2013.