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Join the Securities Litigation and Enforcement Group on LinkedIn‘Enforcement Commissioner’ Aguilar Weighs in on State of SEC’s Enforcement Efforts – Compliance Week
Last week, SEC Commissioner Luis Aguilar offered his latest views on the state of the agency’s enforcement efforts and policies, and also noted several recent technology-based initiatives that he believes will allow the SEC to use data to better detect fraud. via ‘Enforcement Commissioner’ Aguilar Weighs in on State of SEC’s Enforcement Efforts – Compliance […]
Securities Docket News Wire for October 30, 2013
Get caught up with the Securities Docket News Wire for October 30, 2013.
Judge Blesses Madoff Trustee’s Efforts to Pursue Claims in Feeder Fund Cases – Law Blog – WSJ
A federal judge has blessed the efforts of the Madoff bankruptcy trustee who is trying to pursue roughly $8 billion in claims against more than 50 banks and other financial institutions that received money from so-called “feeder funds.” via Judge Blesses Madoff Trustee’s Efforts to Pursue Claims in Feeder Fund Cases – Law Blog – […]
Photos and Highlights from Securities Enforcement Forum 2013
If you missed Securities Enforcement Forum 2013 this year, well, you missed a lot! Check out the photos here.
The Perils of Keeping FCPA Infractions Under Wraps — Corporate Counsel
“The risk of getting caught . . . is greater today than any point previously,” Duross said. “I think that’s kind of a no-brainer.” Duross said he isn’t naïve about the calculus companies have to perform when deciding whether to report a potential FCPA infraction to the U.S. government. But if a company makes the […]
Witness: Entire Madoff Operation Was Fraud – WSJ
The entire operation at Bernard L. Madoff Investment Securities LLC was a fraud, not just the investment-advisory business where the Ponzi scheme took place, a government witness testified Tuesday in the criminal trial of five former employees of Bernard L. Madoff. via Witness: Entire Madoff Operation Was Fraud – WSJ
Securities Docket News Wire for October 29, 2013
Get caught up with the Securities Docket News Wire for October 29, 2013.
SEC’s Howard Scheck Joins KPMG in Washington, D.C.
SEC Division of Enforcement’s Chief Accountant joins KPMG’s Forensic Advisory Practice.
Securities Docket News Wire for October 28, 2013
Get caught up with the Securities Docket News Wire for October 28, 2013.
ASIC chairman Greg Medcraft wants tougher penalties for white collar criminals – ABC News
The corporate watchdog wants tougher penalties for white collar criminals after complaints that recent sentences have been out of step with community expectations.The proposed crackdown comes after the former chief executive of Gunns was fined only $50,000, despite making $3 million from insider trading. via ASIC chairman Greg Medcraft wants tougher penalties for white collar […]