‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInThe NYC Launching Pad for DC Lawyers — Washingtonian
Are you a lawyer who wants to run Washington? The place to start might be Manhattan. The US Attorney’s Office for the Southern District of New York has launched the careers of Cabinet secretaries, federal judges, senators, Congress members, even Supreme Court justices. Robert Khuzami, director of the Enforcement Division at the SEC until this […]
Federal Government Shuts Down but Mark Cuban Insider Trading Trial is Still a Go – Compliance Week
The federal government shut down today but the SEC is still operating with unspent money from fiscal year 2013. These funds have allowed the SEC to proceed with the high-profile insider trading trial of Mark Cuban, which kicks off today in federal court in Dallas. via Federal Government Shuts Down but Mark Cuban Insider Trading […]
Securities Docket News Wire for September 30, 2013
Get caught up with the Securities Docket News Wire for September 30, 2013.
Government Shutdown: SEC and CFTC Would Furlough Enforcement Staffs – Businessweek
Plotting a pump-and-dump stock scheme? Waiting to trade on that hush-hush tip you got from a friend? Looking to corner the market on pork bellies? Now might be your chance for any and all of those shenanigans. The thousands of people who keep U.S. financial markets running smoothly and fraud-free could be on unpaid leave […]