‘Enforcement 40’ for 2020
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By Securities Docket on October 11, 2013, 5:44 pm
Ceresney, Khuzami, Thomsen, McLucas and Sporkin convene at Securities Enforcement Forum 2013 for ‘Directors Panel.’
By Securities Docket on October 11, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for October 10, 2013.
By Securities Docket on October 11, 2013, 7:32 am
US financial regulators have scored a victory against alleged insider traders accused of betting on the outcome of the $28bn sale of food company Heinz while at a Walt Disney theme park. Brazilian Rodrigo Terpins and his brother Michel agreed on Thursday to pay $5m to the Securities and Exchange Commission to settle charges that […]
By Securities Docket on October 11, 2013, 7:30 am
Australian Securities and Investments Commission (ASIC) chairman Greg Medcraft says the regulator does not have the legislative jurisdiction to investigate foreign bribery. That responsibility lies with the Australian Federal Police (AFP), he told a business lunch on Friday. via ASIC defends role in bribery investigation — BusinessDay