‘Enforcement 40’ for 2020
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By Securities Docket on October 15, 2013, 9:54 am
U.K. companies were ordered to put their audits out to tender every 10 years and give shareholders a vote on their accounting reports, in an effort by competition authorities to sever the cozy ties between some companies and their auditors. via U.K. Targets ‘Cozy’ Ties Between Companies, Auditors – WSJ
By Securities Docket on October 15, 2013, 9:11 am
It’s now been two weeks since the government shutdown began. While the number of companies mentioning the crisis in Washington in their routine filings to the SEC can’t quite be described as a thundering roar, we did count about 15 companies that have had something to say about the mess in Washington DC in their […]
By Securities Docket on October 15, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for October 14, 2013.
By Securities Docket on October 15, 2013, 8:06 am
Mark Cuban says he’s never met Barry Switzer. But the Dallas Mavericks owner hopes his current battle with the Securities and Exchange Commission ends similarly to the one the former Oklahoma Sooners (and later Dallas Cowboys) coach had three decades ago…. “The similarities between the two cases — factually and legally — are striking,” said […]
By Securities Docket on October 15, 2013, 8:05 am
The government’s insider-trading case against billionaire and Dallas Mavericks owner Mark Cuban is heading toward the final buzzer. After six days of testimony, closing arguments are expected Tuesday afternoon in federal court in Dallas…. The verdict could come down to whether jurors believe Cuban or the company’s CEO, a Canadian citizen who declined to come […]