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Browse: Home / 2013 / October / 15 / Securities Docket News Wire for October 14, 2013

Securities Docket News Wire for October 14, 2013

By Securities Docket on October 15, 2013, 8:30 am

  • Securities Docket News Wire for October 13, 2013 http://t.co/d97IEjpuXP ->
  • Admissions of Wrongdoing in SEC Settlement Lead to Ban From Managing Any New York Licensed Insurer–Nat’l Law Review http://t.co/nWM79M9Z7v ->
  • Legal Bills Rising, Cohen Is Said to Plan Art Sales – DealBook http://t.co/mNdifCel5H ->
  • New York lawyers generally cannot seek bounties under Dodd-Frank, says New York Ethics… http://t.co/Y4gatmmoJ4 ->
  • SEC: Small violations can spur enforcement — InvestmentNews http://t.co/PhDrHmBfz7 ->
  • SEC Enforcement: Is the Swagger Back? — SEC ACTIONS http://t.co/8Z2MaWROXE ->

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