Daily Archives: October 17, 2013, 4:11 pm

Victorious Mark Cuban Says His Case Shows Problem With SEC’s ‘Broken Windows’ Strategy – Compliance Week

Following yesterday’s verdict in his favor, Mark Cuban said the SEC needs to “think things through” when it comes to its newly-announced “Broken Windows” strategy. Cuban said his case helps show that there are often no bright lines for the public to follow when it comes to the securities laws. via Victorious Mark Cuban Says His Case Shows Problem With…

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Johnson Named NY Protection Bureau Chief: Business of Law – Bloomberg

New York Attorney General Eric Schneiderman named securities litigator Chad Johnson as chief of the office’s Investor Protection Bureau. The former head, Marc B. Minor, resigned in August. Johnson, a former partner from Bernstein Litowitz Berger & Grossmann LLP, joined the executive division of the Office of the Attorney General in 2012, first as senior trial counsel and later as…

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