‘Enforcement 40’ for 2020
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Join the Securities Litigation and Enforcement Group on LinkedInU.S. SEC battles with industry fund over Stanford victims’ claims — Reuters
In oral arguments on Wednesday, a lawyer for the U.S. Securities and Exchange Commission urged the U.S. Court of Appeals for the District of Columbia to force the fund to start court proceedings so that victims can file claims to recover at least a portion of the millions of dollars they lost. The Securities Investor […]
CLE Information and Forms: Securities Enforcement Forum 2013
CLE information and forms for Securities Enforcement Forum 2013
Victorious Mark Cuban Says His Case Shows Problem With SEC’s ‘Broken Windows’ Strategy – Compliance Week
Following yesterday’s verdict in his favor, Mark Cuban said the SEC needs to “think things through” when it comes to its newly-announced “Broken Windows” strategy. Cuban said his case helps show that there are often no bright lines for the public to follow when it comes to the securities laws. via Victorious Mark Cuban Says […]
Want a Piece of a Star Athlete? Now, You Really Can Buy One — DealBook
On Thursday, Fantex Holdings will announce the opening of a marketplace for investors to buy and sell interests in professional athletes. The start-up, backed by prominent executives from Silicon Valley, Wall Street and the sports world, plans to create stocks tied to the value and performance of an athlete’s brand. It will debut with an […]
Securities Docket News Wire for October 16, 2013
Get caught up with the Securities Docket News Wire for October 16, 2013.
Johnson Named NY Protection Bureau Chief: Business of Law – Bloomberg
New York Attorney General Eric Schneiderman named securities litigator Chad Johnson as chief of the office’s Investor Protection Bureau. The former head, Marc B. Minor, resigned in August. Johnson, a former partner from Bernstein Litowitz Berger & Grossmann LLP, joined the executive division of the Office of the Attorney General in 2012, first as senior […]