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Browse: Home / 2013 / October / 17 / Securities Docket News Wire for October 16, 2013

Securities Docket News Wire for October 16, 2013

By Securities Docket on October 17, 2013, 8:30 am

  • Barclays’ Compliance Chief Sants to Take Leave of Absence – DealBook http://t.co/uaMJcfLp2E ->
  • Steinberg’s Prosecutors Seek to Show Trading by Others – Businessweek http://t.co/Arq0nsTV6X ->
  • Consistent wins will be needed for OSC to achieve deterrence goals: experts — The Record http://t.co/a5TR6eexyk ->
  • Jury Deliberations Start in Mark Cuban Case – WSJ http://t.co/T52HBB8MDV ->
  • Ex-Commissioner Calls on SEC to Focus Enforcement Attention on Culpability, Harm – Bloomberg… http://t.co/6Grs9UpS7y ->
  • Nasdaq loses Twitter sweepstakes — New York Post http://t.co/IRS7VsM8RF ->
  • Securities Docket News Wire for October 15, 2013 http://t.co/VpoV62YXh0 ->
  • SEC Enforcement Lawyer Confirmed to be Youngest Federal Judge in U.S. – Compliance Week http://t.co/8Dq4xTxcvO ->
  • Mark Cuban Beats The SEC – Forbes http://t.co/uhTuc99gbV ->

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