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Browse: Home / 2013 / October / 24 / Dodd-Frank Anti-Retaliation Provisions Don’t Protect Overseas Whistleblower — The D & O Diary

Dodd-Frank Anti-Retaliation Provisions Don’t Protect Overseas Whistleblower — The D & O Diary

By Securities Docket on October 24, 2013, 9:05 am

However, a recent decision in the Southern District of New York could put a damper on overseas whistleblowing. In an October 21, 2013 opinion, Judge William H. Pauley held that the Dodd-Frank Act’s whistleblower anti-retaliation provisions do not protect whistleblowers outside the U.S. Judge Pauley’s decision follows a June 2013 Southern District of Texas decision in the GE Energy (USA) case in which Judge Nancy Atlas held that the anti-retaliation provisions do not apply extraterritorially. Without the protection of the anti-retaliation provisions, prospective overseas whistleblowers could be deterred from submitting reports to the SEC.

via Dodd-Frank Anti-Retaliation Provisions Don’t Protect Overseas Whistleblower — The D & O Diary

Posted in SEC, Top | Tagged Dodd-Frank, Web Watch, Whistleblowers

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