‘Enforcement 40’ for 2020
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By Securities Docket on October 28, 2013, 9:12 am
A former executive who was sent to jail for insider trading but then released on appeal with his conviction quashed has slammed the corporate regulator for the way it conducted its case against him…. [Stuart Fysh] says ASIC’s practice of ”rushing to publicise” its suspicions of individuals, and its intentions to charge individuals, before any […]