‘Enforcement 40’ for 2020
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By Securities Docket on October 30, 2013, 6:16 pm
If you missed Securities Enforcement Forum 2013 this year, well, you missed a lot! Check out the photos here.
By Securities Docket on October 30, 2013, 8:44 am
“The risk of getting caught . . . is greater today than any point previously,” Duross said. “I think that’s kind of a no-brainer.” Duross said he isn’t naïve about the calculus companies have to perform when deciding whether to report a potential FCPA infraction to the U.S. government. But if a company makes the […]
By Securities Docket on October 30, 2013, 8:42 am
The entire operation at Bernard L. Madoff Investment Securities LLC was a fraud, not just the investment-advisory business where the Ponzi scheme took place, a government witness testified Tuesday in the criminal trial of five former employees of Bernard L. Madoff. via Witness: Entire Madoff Operation Was Fraud – WSJ