‘Enforcement 40’ for 2020
Join Us On LinkedIn
Join the Securities Litigation and Enforcement Group on LinkedIn
You are browsing the site archives by date.
By Securities Docket on November 30, 2013, 10:56 am
In this post, we discuss the recent trends of settlement activity and review some of the major settlements in credit crisis litigation. We also discuss mortgage settlements that are related to repurchase demands mainly between mortgage sellers and Fannie Mae and Freddie Mac. We then examine the current trends in filings, including the types of […]
By Securities Docket on November 30, 2013, 8:55 am
Get caught up with the Securities Docket News Wire for November 29, 2013.
By Securities Docket on November 29, 2013, 3:45 pm
Posts on the growing importance of a 1971 case filed by the Ute tribe, why “sleuthing” investors should be celebrated, and the impact of two individuals’ recent wins at trial against the SEC.
By Securities Docket on November 29, 2013, 8:55 am
Get caught up with the Securities Docket News Wire for November 28, 2013.
By Securities Docket on November 28, 2013, 8:55 am
Get caught up with the Securities Docket News Wire for November 27, 2013.
By Securities Docket on November 27, 2013, 4:20 pm
On this Thanksgiving Eve, as we recall the generosity of the Wampanoags who helped early Bay Colony settlers learn how to survive in the New World, securities class action lawyers may want to spare a thanks or two for 12 members of the Ute tribe as well. Why? Because if the U.S. Supreme Court ends […]
By Securities Docket on November 27, 2013, 10:09 am
SEC Chair Mary Jo White has been touting the agency’s use of new technology as a “force-multiplier,” and yesterday’s enforcement action against investment adviser Ambassador Capital Management appears to be a good example of that strategy. via Data Analytics Helps SEC Bring Fraud Charges Against Money Fund Manager – Compliance Week
By Securities Docket on November 27, 2013, 8:55 am
U.S. banks might still be on the hook for more than $100 billion in additional fines and legal costs over bad mortgage loans sold during the financial crisis, according to a new estimate from credit rating agency Standard & Poor’s. via Additional legal costs for big banks could top $100 billion – CNNMoney
By Securities Docket on November 27, 2013, 8:52 am
The hedge-fund analysts vacationed together in the Hamptons, gambled in Las Vegas and adopted a creed that parodied the rules in the Brad Pitt film “Fight Club.” Instead of trading punches, they traded illegal tips that allowed their portfolio managers to reap tens of millions of dollars in profit. Having pleaded guilty to insider trading, four […]