‘Enforcement 40’ for 2020
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By Securities Docket on November 4, 2013, 6:20 pm
This afternoon, Preet Bharara, U.S. Attorney for the Southern District of New York, announced a settlement of his office’s criminal insider trading case against SAC Capital Advisors LP. According to Bharara, the $1.8 billion in total penalties that will be paid by SAC is believed to be the largest financial penalty in history for insider trading. […]
By Securities Docket on November 4, 2013, 10:24 am
In ancient times, when gladiators did battle to arbitrary rules, a thumb up determined who lived and thumb down decided who died. The $13bn JPMorgan Chase has agreed to pay to end US government investigations into mortgage bond sales appears just as capricious. via Madness of JPMorgan’s $13bn settlement – FT