‘Enforcement 40’ for 2020
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By Securities Docket on November 6, 2013, 12:52 pm
A Manhattan federal judge signaled on Tuesday that he will not rubber-stamp a central component of billionaire Steven A. Cohen’s SAC Capital Advisors LP’s record $1.2 billion insider trading settlement with the government, saying he needs more information about the accord’s fairness. Citing the recent judicial “debate” about how closely to scrutinize regulatory settlements, U.S. […]
By Securities Docket on November 6, 2013, 12:48 pm
Five ex-employees of Bernard Madoff on trial accused of aiding his $17 billion fraud seek to “embarrass” U.S. Securities and Exchange Commission witnesses by asking about bungled Madoff audits, prosecutors say. The questions, to be asked on cross-examination, should be barred because the SEC employees who will testify began probing only after Madoff’s arrest on […]