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Browse: Home / 2013 / November / 13 / Securities Docket News Wire for November 12, 2013

Securities Docket News Wire for November 12, 2013

By Securities Docket on November 13, 2013, 8:30 am

  • SEC Enforcement: Prosecutor or Market Regulator? — SEC ACTIONS http://t.co/m8D0eQaaXQ ->
  • Determining the Victims of Insider Trading – DealBook http://t.co/CNZiLCpldj ->
  • SEC examiners ‘are gunning for you’ — InvestmentNews http://t.co/kAYYpbwJIt ->
  • Securities Docket News Wire for November 11, 2013 http://t.co/JTpbiAeWGf ->
  • Former friend of Oliver Curtis tells court how they made millions from insider trades — The… http://t.co/KjAdSqxTZZ ->
  • Revolving Door: Nothing to Fear But Fear Itself – Compliance Week http://t.co/G9rmLc9eN8 ->
  • SEC Announces First Deferred Prosecution Agreement With Individual — SEC Press Release http://t.co/9VRiuBBaCI ->

Posted in News Wire | Tagged News Wire

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