- SEC Enforcement: Prosecutor or Market Regulator? — SEC ACTIONS http://t.co/m8D0eQaaXQ ->
- Determining the Victims of Insider Trading – DealBook http://t.co/CNZiLCpldj ->
- SEC examiners ‘are gunning for you’ — InvestmentNews http://t.co/kAYYpbwJIt ->
- Securities Docket News Wire for November 11, 2013 http://t.co/JTpbiAeWGf ->
- Former friend of Oliver Curtis tells court how they made millions from insider trades — The… http://t.co/KjAdSqxTZZ ->
- Revolving Door: Nothing to Fear But Fear Itself – Compliance Week http://t.co/G9rmLc9eN8 ->
- SEC Announces First Deferred Prosecution Agreement With Individual — SEC Press Release http://t.co/9VRiuBBaCI ->
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