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SEC Received 3,238 Whistleblower Tips in 2013 from all 50 States, 55 Foreign Countries – Compliance Week

By on November 18, 2013, 9:41 am

On Friday, the SEC issued its 2013 Annual Report to Congress on the Dodd-Frank Whistleblower Program with new details on the types of tips that are coming in to the agency. The number of whistleblower tips and complaints received increased from 3,001 in FY 2012 to 3,238 in FY 2013. FY 2013 also brought with it four of the six awards to date, including an eye-opening $14 million award.

via SEC Received 3,238 Whistleblower Tips in 2013 from all 50 States, 55 Foreign Countries – Compliance Week

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  1. Guest Column: Top 10 Securities Enforcement and Litigation Stories of 2013 January 8, 2014, 8:02 pm at 8:02 pm |

    […] of potential actions in the pipeline for the SEC to consider.  In the 2013 fiscal year alone, the SEC received 3,238 tips and […]