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Browse: Home / 2013 / November / 20 / Trader Sentenced to 30 Months in Prison for ‘Brazen, Ill-Conceived’ Scheme – Compliance Week

Trader Sentenced to 30 Months in Prison for ‘Brazen, Ill-Conceived’ Scheme – Compliance Week

By Securities Docket on November 20, 2013, 5:59 pm

One year after taking down his entire brokerage firm through a scheme that the SEC labeled asĀ “deliberate, brazen, and ultimately ill-conceived,” former trader David Miller was sentenced to 2 1/2 years in prison. MillerĀ pleaded guilty in April 2013 to charges of wire fraud and conspiracy to commit wire and securities fraud.

via Trader Sentenced to 30 Months in Prison for ‘Brazen, Ill-Conceived’ Scheme – Compliance Week

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Posted in Criminal, SEC, Top | Tagged Sentencing, Traders

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