‘Enforcement 40’ for 2020
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By Securities Docket on November 21, 2013, 8:30 am
Get caught up with the Securities Docket News Wire for November 20, 2013.
By Securities Docket on November 21, 2013, 7:47 am
The Securities and Exchange Commission and Federal Bureau of Investigation have been examining whether anyone in government illegally passed along information April 1 about a pending decision on Medicare payments, according to officials involved in the probe. A report from a Washington policy-research firm, Height Securities, correctly called the decision just before it was announced, which […]
By Securities Docket on November 21, 2013, 7:31 am
The Justice Department has aggressively tackled financial misconduct in two recent high-profile cases, the type typically handled by the Securities and Exchange Commission. This week, Justice exacted a record $13 billion settlement with JPMorgan Chase to resolve allegations that the bank knowingly sold faulty mortgage securities. Earlier this year, it slapped Standard & Poor’s with […]