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Browse: Home / 2013 / November / 27 / Data Analytics Helps SEC Bring Fraud Charges Against Money Fund Manager – Compliance Week

Data Analytics Helps SEC Bring Fraud Charges Against Money Fund Manager – Compliance Week

By Securities Docket on November 27, 2013, 10:09 am

SEC Chair Mary Jo White has been touting the agency’s use of new technology as a “force-multiplier,” and yesterday’s enforcement action against investment adviser Ambassador Capital Management appears to be a good example of that strategy.

via Data Analytics Helps SEC Bring Fraud Charges Against Money Fund Manager – Compliance Week

Posted in SEC, Top | Tagged Money Market, Technology

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